Chicago
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One South Wacker Drive, Suite 3500
Chicago, IL 60606 312.368.7700 |
Chicago Professionals (Alphabetized List):
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OFFICE HEADS WEALTH MANAGEMENT TEAM |
CHIEF EXECUTIVE INVESTMENT TEAM FIRM MANAGEMENT |
OFFICE HEADS
Jon E. Henderson, CFA, CIC
Managing Director
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Jon Henderson is a senior relationship manager and head of Atlantic Trust's Chicago office, with more than 24 years of industry experience. He joined the firm in 1988 and provides integrated wealth management solutions, including investment, tax, financial and philanthropic planning for high net worth individuals, trusts, endowments and foundations. Jon earned a Bachelor of Arts with honors from DePaul University and served as president of the Pi Gamma Mu Social Sciences Honor Society. He also earned a Juris Doctor from DePaul's College of Law and a Master of Business Administration in finance from Indiana University's Kelley School of Business. Jon holds the Chartered Financial Analyst and Chartered Investment Counselor designations. He is an active member of, and sits on the board of directors for, the Kelley School of Business Alumni Association, as well as the DePaul University Finance Advisory Board. Jon is involved with several local civic organizations, including The Art Institute of Chicago Gift Planning Advisory Committee. Additionally, Jon is a member of the CFA Society of Chicago, CFA Institute and the Investment Advisors Association, among others.
Kenneth G. Pollard, CFA, CIC
Managing Director
Ken Pollard is a senior relationship manager and head of the Chicago office of Atlantic Trust, with more than 28 years of industry experience. In this role, Ken is responsible for the supervision of client portfolios, including pension and profit-sharing plans, endowment funds, charitable and religious organizations, individuals, trusts and foundations. He joined Atlantic Trust in 1991. Ken earned a Bachelor of Science in business from Indiana University-Bloomington and a Master of Business Administration in finance from the University of Wisconsin-Madison. He holds the Chartered Financial Analyst and Chartered Investment Counselor designations. Ken is also a member of the CFA Institute, the CFA Society of Chicago and the Investment Advisors Association.
WEALTH MANAGEMENT TEAM
Charles R. Dale, Jr., CFA, CIC
Managing Director
Chuck Dale is a senior portfolio and relationship manager with Atlantic Trust, with more than 20 years of industry experience. He joined the firm in 1993 and is responsible for providing family office services to a broad base of high net worth clients. This suite of investment counseling, financial, estate, philanthropic or legacy planning and wealth management expertise is custom-tailored to meet his clients’ needs. Chuck serves on the Atlantic Trust Multi-Manager Investment Committee. He began his career at Refco, Inc., as an arbitrage specialist on the trading floor of the Chicago Mercantile Exchange. He earned a Bachelor of Arts in economics from the University of Michigan and a Master of Business Administration in finance and accounting from the University of Chicago. Chuck holds the Chartered Financial Analyst and Chartered Investment Counselor designations. He currently is a member of the CFA Institute, the CFA Society of Chicago, the Investment Adviser Association, the University of Michigan Alumni Association, the University of Michigan Victors Club and the University of Chicago Alumni Association. Chuck also serves as treasurer on the board of the Illinois Education Foundation, as chairman of the board of Little Angels Christian Preschool and as a member of the Enrollment Monitoring Committee of the board of Education for the Barrington Community Unit School District 220. He also coaches soccer and T-ball in Barrington, his hometown.
Jeffrey H. Jacobs
Managing Director
Jeff Jacobs is a managing director and business development officer in Atlantic Trust’s Chicago office, with more than 24 years of industry experience. In this role, Jeff works to cultivate new relationships with high net worth families, foundations and endowments throughout the Midwest, helping them achieve their long-term financial objectives. Prior to joining the firm in 2010, he was a principal at Bessemer Trust. Before his tenure at Bessemer, Jeff was managing director at SEI Investments, vice president at Sanford Bernstein and vice president at Fidelity Investments. Jeff received a Bachelor of Arts from DePauw University and a Master of Business Administration from Loyola University of Chicago. He has been on the foundation boards for Lutheran Child Care and Family Services and The Cradle. Jeff also has served on the McDermond Center Advisory Board for Entrepreneurial Studies at DePauw University and hosted fund-raising campaigns for the GRAMMY Foundation.
Kathryn L. Martens, CFA, CIC
Managing Director
Kathy Martens is a senior portfolio and relationship manager responsible for providing wealth counseling services to a broad base of high net worth private clients through the implementation of tailored wealth management solutions. Prior to joining the firm in 1998, she began her career at AmeriTrust Company in Ohio as a corporate banking representative. In 1992, Kathy joined Morningstar, Inc. as product manager responsible for the design and development of high- level software products. Prior to joining Atlantic Trust, Kathy was a portfolio manager and director of research at Cedar Hill Associates. She earned a Bachelor of Arts in finance, accounting and economics from Baldwin-Wallace College and a Master of Business Administration from the University of Chicago. Kathy holds the Chartered Financial Analysts designation. Currently, she is a member of the Association of Investment Management and Research and the Investment Analysts Society of Chicago. Previously, Kathy served as director of the Infant Welfare Society of Chicago and chair of the Investment Committee. She was also a former treasurer and executive committee member for the Women's Board of the Adler Planetarium.
Mark M. McKinley, CFA
Managing Director
Mark McKinley is a senior portfolio and relationship manager with more than 22 years of industry experience in financial services and investment management. He is responsible for the management and client communication on a variety of taxable and tax-exempt client relationships. Prior to joining Atlantic Trust in 1998, Mark worked for over eight years with the Northern Trust Company, where he was a portfolio manager for Northern Investment Counselors. While at Northern Trust, he was chairman of the black book review and fixed income committees and a member of the equity committee. Mark graduated cum laude from Denison University, receiving a Bachelor of Arts in economics and political science and also received a Master of Business Administration with majors in economics and finance from the J.L. Kellogg Graduate School of Management at Northwestern University. He is a member of the CFA Institute, the Investment Analysts Society of Chicago and holds the Chartered Financial Analyst designation. Mark has also served as a board member of the OLPH Endowment Fund, is active in the Kellogg Alumni Club of Chicago and has been a basketball and softball coach in his local community.
Rebecca W. Milliman
Managing Director
Becky Milliman is a wealth strategies professional and fiduciary representative for the Chicago office of Atlantic Trust, with more than 12 years of industry experience. In this role, she is responsible for the development of integrated wealth management plans for clients and provides the fiduciary administration for individual trusts and foundations. She also sits on the firm's trust committee, a group charged with reviewing the actions of the local trust committees regarding asset reviews in discretionary accounts and the actions of the trust discretionary committee. Prior to joining Atlantic Trust in 2002, Becky was a firm associate responsible for the ongoing review and assessment of wealthy family financial affairs with Frye Louis Capital Management, Inc. Previously, Becky practiced law with Katten Muchin Zavis as an associate in the estate planning and tax department. She earned a law degree summa cum laude from the John Marshall Law School and a Bachelor of Arts from Drake University. Becky also serves on the Northwestern Lake Forest Hospital Women’s Board in Illinois.
Scott Vogg, CFA, CIC
Managing Director
Scott Vogg is a senior portfolio and relationship manager with more than 20 years of experience in the financial services and investment management industry. Scott is responsible for managing the entire wealth counseling process and relationship for high net worth clients, as well as related institutions, endowments and foundations. In this role, he is responsible for providing proactive portfolio management, financial planning, wealth and estate planning strategies, and all related services for his clients. He earned a Bachelor of Business Administration from the University of Iowa and a Master of Business Administration from Indiana University. Scott holds the Chartered Investment Counselor and the Chartered Financial Analyst designations and is a member of the CFA Institute and the Investment Analysts Society of Chicago.
Robert P. McNeill, CIC
Executive Vice President
Bob McNeill is a business development officer for Atlantic Trust’s Chicago office, with more than 45 years experience providing customized personal service to high net worth families. His responsibilities at Atlantic Trust’s legacy firm, Stein Roe Investment Counsel included serving as managing partner on the executive committee, chairman of the investment policy committee, founder of Stein Roe International and president of the Stein Roe Foundation. Bob earned a Bachelor of Arts summa cum laude from the University of Notre Dame and a graduate degree in economics and law from the University of Oxford (New College), where he studied after receiving a Rhodes Scholarship. Bob holds the Chartered Investment Counselor designation. He is on the board of Catholic Charities of Chicago, Big Shoulders Fund, Hadley School for the Blind and Joan B. Kroc Institute for International Peace Studies. Since 1998, he also has been part of a leadership program for Chicago Inner City Schools, has served as a board member of the Association of American Rhodes Scholars and has participated as a voting member for 25 years on the U.S. Rhodes Scholarship state and regional selection committees. He was chairman (1991-97) and is now a member of the board of governors of the Institute for the International Education of Students, one of the nation’s finest study-abroad programs. He is currently on the executive committee of the board of the Chicago Council of Global Affairs and is a financial counselor to the Chicago Community Trust.
Peter Barrett, CIC
Senior Vice President
Peter Barrett is a senior portfolio and relationship manager with more than 54 years of industry experience, serving the financial needs and objectives of high net worth individuals, institutions, trusts, foundations, endowment funds and pension and profit-sharing plans with individually tailored portfolios. He began his career with Stein Roe & Farnham in 1958 after two years in the U.S. Army with the Judge Advocate General’s office. Peter earned a Bachelor of Science in economics from The Wharton School of the University of Pennsylvania and his Juris Doctorate from Northwestern University School of Law. He is a member of the Investment Analysts Society of Chicago and the Illinois Bar. Also, Peter is chairman of the Income/Convertible Securities Ratings Committee. Additionally, he holds the Chartered Investment Counselor designation.
Thomas E. Keim, CIC
Senior Vice President
Tom Keim is a senior relationship manager with more than 50 years of industry experience, joining the firm in 1960. In this role, he provides investment advice for individuals, trusts, religious institutions, foundations, endowment funds and pension and profit-sharing plans. Tom earned a Bachelor of Arts from Yale University and a Master of Business Administration in finance and marketing from Harvard Graduate School of Business Administration. Additionally, Tom holds the Chartered Investment Counselor designation. He is actively involved in the Art Institute of Chicago, the Yale Alumni Class Council and other local community groups and fund-raising organizations.
Kira T. Pistello
Vice President
Kira Pistello is a senior client service manager in Atlantic Trust’s Chicago office, with more than seven years of industry experience. In this role, she works closely with the client service department to provide oversight of client accounts, including administration, reporting and internal processes. Kira began her career with the firm as a portfolio administrator in 2005. She earned a Bachelor of Liberal Arts with a concentration in anthropology and a minor in classical civilization from the University of Illinois Champaign-Urbana.
Nicole L. Mirowski
Association Vice President
Nicole Mirowski joined Atlantic Trust's Chicago office in 2007. As a business development coordinator, she is responsible for conducting diagnostic reviews, preparing prospect materials and organizing local events and sponsorships. Nicole earned a Bachelor of Science with a concentration in economics and a minor in mathematics from Southern Illinois University-Edwardsville and is currently pursuing the CERTIFIED FINANCIAL PLANNERTM designation from DePaul University.
Pamela D. Cooley
Senior Associate
Pamela Cooley is a senior client service associate in Atlantic Trust's Chicago office, with more than 24 years of industry experience. In this role, she works closely with senior relationship managers to provide client service, ongoing account administration and client reporting for high net worth individuals, families, foundations and endowments. Prior to joining the firm in 2001, she worked as an investment specialist with Ariel Capital Management. Pamela earned a Bachelor of Arts with a concentration in business from Lewis University. She is active in the community as a volunteer for the Breast Cancer Network of Strength and Active Transportation Alliance.
Margaret L. Stadler
Senior Associate
Margie Stadler is a senior client service associate in Atlantic Trust’s Chicago office, with more than 24 years of industry experience. In this role, she works closely with senior portfolio managers to provide high-quality client service, ongoing account administration and client reporting. Prior to joining Atlantic Trust in 2000, she worked as a portfolio accountant with Lincoln Capital Management. Margie earned a Bachelor of Science in management with a focus on finance from Purdue University.
Joseph Waldvogel
Senior Associate
Joseph Waldvogel is a senior associate and client analyst with Atlantic Trust’s Chicago office. In this role, he works closely with senior portfolio managers to provide client service, portfolio administration and customized portfolio reporting for foundations and high net worth families. Prior to joining the firm in 2011, Joseph earned a Bachelor of Science in biological sciences from the University of Illinois at Chicago and worked in a research and development capacity for an international food manufacturer. He earned a Master of Business Administration with concentrations in finance and financial analysis and graduated with distinction from DePaul University's Kellstadt Graduate School of Business. Joseph is currently pursuing the Chartered Financial Analyst designation.
CHIEF EXECUTIVE
Kenneth J. Kozanda
Chief Administrative Officer
Ken Kozanda serves as chief administrative officer, is a managing director, a member of Atlantic Trust’s Executive Management Committee and a director of Invesco National Trust Company. With over 26 years of industry experience, Ken is responsible for certain client relationship teams and also oversees the financial direction and administrative activities of the firm. Previously, Ken was on the board of managers and served as the chief operating and chief financial officer of Stein Roe Investment Counsel LLC, prior to its acquisition by Invesco. He has also served as director of financial analysis for GATX Corporation, where he was charged with the management of multiple financial disciplines. Prior to joining the firm in 1984, he began his career as a staff accountant with Arthur Andersen & Company. Ken earned a Bachelor of Science magna cum laude from Northern Illinois University. He also earned a Master of Business Administration magna cum laude from DePaul University. Additionally, Ken has earned the Certified Public Accountant designation. Ken has also been active in community affairs, serving on the local planning commission and as a Big Brother.
INVESTMENT TEAM
Alfred F. Kugel, CFA, CIC
Investment Consultant
Al Kugel is an investment consultant for Atlantic Trust with more than 58 years of industry experience. He is a member of the Atlantic Trust Multi-Manager Investment Committee, which develops the recommended allocation between asset classes. Al began his career in 1953 with Stein Roe & Farnham as an equity analyst trainee and has served in various roles in the firm, including junior analyst, senior analyst and director of research. He also served as a member of the investment policy, equity selection and executive committees. Al earned a Bachelor of Science from Washington University in St. Louis and a Master of Business Administration from Harvard Graduate School of Business Administration. He holds the Chartered Financial Analyst and Chartered Investment Counselor designations.
FIRM MANAGEMENT
Gregory B. Campbell
Senior Vice President
Greg Campbell is general counsel for the registered investment adviser of Atlantic Trust, with more than 17 years of industry experience. In this role, he handles legal and regulatory matters for the firm. He has served in various capacities since joining Atlantic Trust in 2004, including chief compliance officer for the registered investment adviser of Atlantic Trust and the Atlantic Whitehall Funds. Prior to joining Atlantic Trust, he served as chief compliance officer and compliance attorney for the investment management department of William Blair & Company, LLC., and chief compliance officer of the William Blair Funds, beginning in 1986. Previously, he was a staff attorney for the Chicago Mercantile Exchange and an attorney/investigator for FINRA. Greg earned a Bachelor of Science in finance from the University of Illinois at Urbana-Champaign and a Juris Doctorate from IIT/Chicago-Kent College of Law with honors. He is admitted to practice in Illinois.
The Chartered Financial Analysts® (CFA®) designation is globally recognized and attests to a charterholder’s success in a rigorous and comprehensive study program in the field of investment management and research analysis. The Certified Financial Planner Board of Standards Inc. owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the U.S.
